Courses

This bite-size module has been developed for all financial services firms covered by the Financial Conduct Authority’s (FCA) Consumer Duty.

This bite-size module has been developed for all financial services firms covered by the Financial Conduct Authority’s (FCA) Senior Managers and Certification Regime. It reminds employees of their responsibilities under the FCA’s Individual Conduct Rules and explores how they apply in practice. The course has been updated to include details of the new Consumer Duty.

This bite-size module has been developed specifically for financial services organizations. It focuses on the challenges to the fair and orderly operation of financial and other markets that arise from current market instability and the unprecedented changes to the working environment.

This awareness-level course takes a practical look at the client asset rules of the Financial Conduct Authority (FCA). It explains the key definitions, the importance of protecting client assets rules and the legal and regulatory landscape.

This awareness-level course covers the ethical, regulatory and legal responsibilities of firms and their employees in relation to market conduct with a particular focus on the commodity markets.

This awareness-level course explains how to recognise and handle, record and respond to complaints effectively.

The course provides a practical guide to the FCA Conduct Rules. It covers a brief overview of the Senior Managers and Certification Regime (SMCR), the scope and content of the Conduct Rules, and both role-specific and industry-specific examples. The course has been updated to include details of the new Consumer Duty.

This awareness-level course covers the ethical, regulatory and legal responsibilities of firms and their employees in relation to market conduct.

This awareness-level course takes the learner through a multi-part scenario and explains why raising concerns is important, the options open to an employee when raising a concern, what happens after a concern has been raised and how employees are protected from retaliation.

This awareness-level course explains the main approaches to business ethics and provides a framework for making sound ethical decisions in the workplace.

This awareness-level course explains the importance of identifying potential conflicts and managing and mitigating them effectively and fairly. The key messages are reinforced through real-life examples and practical scenarios.

This course provides organizations with an off-the-shelf learning solution that meets the communication and training needs of the EU Whistleblowing Directive.

The course follows the framework of a typical corporate code of conduct and covers content on values, decision-making, and ethical leadership.

Fraud is one of the biggest risks for a wide range of firms. This awareness-level course explains the different types of fraud, the legal and regulatory landscape and how to recognise, prevent and report fraud.

This is a composite course compromising of the key messages from our financial crime suite.

As a firm, we must comply with tax laws in every country in which we operate. This course explains how we meet the obligation to avoid conducting business with anyone associated with evading taxes.

This awareness-level course explains the risks that firms face from bribery and corruption and the role that all employees can play in mitigating these risk.

This bite-size module has been developed for organizations in all industries. It reminds employees of their responsibilities with regards to money laundering and explores how they apply in a remote working environment.

This bite-size module has been developed for organizations in all industries. It reminds employees of their responsibilities with regards to preventing and detecting tax evasion and explores how they apply in a remote working environment.

Correspondent banking brings a higher level of financial crime risk due to the potential for lower transparency into the correspondent bank and its customers. This module explains the risks and how best to address them.

Fraud is one of the biggest risks for a wide range of firms. This awareness-level course explains the different types of fraud, the legal and regulatory landscape, and how to recognize, prevent, and report fraud.

This bite-size module has been developed for organizations in all industries. It reminds employees of their responsibilities and explores how they apply in a remote working environment.

This bite-size module has been developed for organizations in all industries. It reminds employees of their anti-bribery responsibilities and explores how they apply in a remote working environment.

This bite-size module has been developed for organizations in the financial sector. It reminds employees of their responsibilities around sanctions and explores how they apply in a remote working environment.

As a firm, you must comply with the sanctions laws in every country in which you operate. This course explains how your employees can help the firm meet these obligations.

The international community is committed to countering bribery and corruption and punishing those who engage in it. This has resulted in new laws and increased expectations of organizations. This course explains how your firm can tackle bribery and corruption using systems and controls.

Firms must comply with sanctions laws and regulations in every country in which they operate. This awareness-level course explains what sanctions are and what they are used for.

This awareness-level course explains what tax evasion is, the consequences of facilitating tax evasion, and how firms can manage and mitigate the risks through their systems and controls.

This awareness-level course explains how firms can be targeted by criminals who want to use the firm to launder the proceeds of their crimes. It takes the learner through the legal and regulatory landscape and the consequences of breaches.

Trade-Based Money Laundering (TBML) is a growing threat in which criminals seek to use Trade Finance to hide their ill-gotten gains. This course will help you spot the warning signs of TBML and effectively protect your Trade Finance activities.

Criminals may target your firm for their own financial benefit. This course explains how you can meet your obligation to prevent them from doing so.

Money launderers, terrorist financiers and other criminals may seek to use your firm. This course explains how you can meet your obligation to prevent them from doing so.

This bite-size module has been developed for organizations in all industries. It reminds employees of their KYC responsibilities and explores how they apply in a remote working environment.

This bite-size module has been developed to explain the basics of competition law through five practical scenarios.

This awareness-level course explains how to develop and maintain business resilience through managing business continuity risk effectively. Real-life examples and practical scenarios are used to reinforce the key messages.

This awareness-level course provides a practical overview of UK and EU competition law. It explains the importance of fair markets and the main types of anti-competitive practices.

This course focuses on tackling forced labor in the aquaculture and fishing industry and delivers practical information on what forced labor is and how to identify and help stop it.

This course explains what modern slavery is and the industries it most commonly affects. It describes the hidden signs of potential labor exploitation and explains what employees can do personally to protect vulnerable individuals from this.

This awareness-level course explains what operational risk is and how it is managed using real-life examples and practical scenarios.

This course focuses on tackling forced labor in the agriculture industry and delivers practical information on what forced labor is and how to identify and help stop it.

This course explains what modern slavery is and the industries it most commonly affects. It describes signs of potential labour exploitation and explains what recruiters should – and should not – do if they believe someone may be being exploited.

Information security is one of the key challenges facing businesses today. This awareness-level course covers a range of information security risks, including cybersecurity.

This course explains what modern slavery is and the industries it most commonly affects. It describes signs of potential labour exploitation and explains what employees should do if they believe someone may be being exploited.

This course focuses on tackling forced labor in the manufacturing industry and delivers practical information on what forced labor is and how to identify and help stop it.

This course explains what modern slavery is and the industries it most commonly affects. It describes signs of potential labour exploitation and explains what supervisors should – and should not – do if they believe someone may be being exploited.

We are all responsible for helping to maintain a safe working environment. This awareness-level course looks into key risks in the workplace and what can be done to minimise them.

This awareness-level course explains the challenges of protecting data effectively. It covers the legal and regulatory landscape, the different types of data handled by a firm and the importance of ensuring that the data is collected, handled, stored and transferred securely.

This bite-size module has been developed for organizations in all industry sectors. It reminds employees of their data protection responsibilities and explores how they apply in a remote working environment.

This course is aimed at employees in Australian businesses. It will explain what modern slavery is, and the industries it most commonly affects.

This bite-size module has been developed for organizations across all industry sectors. It focuses on the increased information security and cybercrime risks associated with remote working.

Don’t risk OFCCP non-compliance. Train your managers making employment decisions.

This module has been developed for organizations in all industries. In this course, you'll explore how our biases influence our behavior and have a potentially damaging impact on those around us.

Creating and maintaining a fair and diverse business culture is part of good business practice. This awareness-level course explains why this is important and the legal framework that supports it.

This awareness-level course explains the importance of providing a safe and respectful work environment and the firm’s commitment to a harassment-free workplace.

Raise awareness of the importance of working together with people from different backgrounds, cultures, and beliefs.