Home CoursesTake 5 to think about Market Conduct
Take 5 to think about Market Conduct
Take 5 to think about Market Conduct
Increased market volatility and unprecedented changes to the working environment pose challenges to the fair and orderly operation of financial and other markets.
This bite-size module has been developed specifically for financial services organizations. It focuses on the challenges to the fair and orderly operation of financial and other markets that arise from current market instability and the unprecedented changes to the working environment.
The scenarios in this module reflect the risks highlighted by the UK’s Financial Services Authority (FCA) in Market Watch 63 on Market Conduct and Discipline during the COVID-19 crisis. It addresses issues such as insider dealing and market manipulation in volatile market conditions, rumor spreading, confidentiality and collusion with competitors, and other competition law risks.
Course Overview
Learning Scenarios
This module explores the following scenarios:
- A colleague sends worrying news via email
- Taking work calls on a personal cell phone
- What to do if you notice something suspicious in the market
- An old friend asks for a favor
- Industry discussions in a virtual break-out room
Audience
Suitable for all
Duration
Up to 5 mins
Assessment
End test included as standard
Technical Specifications
Format
SCORM 1.2
SCORM 2004 (3rd/4th edition)
HTML5
Hosting Environment
SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:
- Moodle
- Cornerstone
- SumTotal
- Saba
- PeopleFluent LMS (formerly NetDimensions)
Browser Support
Internet Explorer 11
Edge
Chrome
Firefox
Safari
(Pop-up blockers disabled and JavaScript must be enabled)
Learner Environment
Responsive content may be viewed on:
- Desktop
- Laptop
- Tablet device
- Smartphone
Recommended connection speed 512 KBPS
Please request a free trial if you would like to review the course. If you would like to purchase 20 licenses or more or wish to be invoiced for your purchase, please get in touch and one of the team will help. Contact leoacademy@leolearning.com.