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The Conduct Rules and You
The Conduct Rules and You
The course provides a practical guide to the FCA Conduct Rules. It covers a brief overview of the Senior Managers and Certification Regime (SMCR), the scope and content of the Conduct Rules, and both role-specific and industry-specific examples. The course has been updated to include details of the new Consumer Duty.
Course Overview
Learning Objectives
By the end of the course the learner will understand:
- The aim and architecture of the SMCR
- How the Conduct Rules apply to their industry and role
- Their responsibilities under the Conduct Rules
- The consequences of breaching the Conduct Rules
Audience
Role-specific and industry-specific
Duration
20-25 mins
Assessment
Pre-test, post-test and attestation options available
Technical Specifications
Format
SCORM 1.2
SCORM 2004 (3rd/4th edition)
HTML5
Hosting Environment
SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:
- Moodle
- Cornerstone
- SumTotal
- Saba
- PeopleFluent LMS (formerly NetDimensions)
Browser Support
Internet Explorer 11
Edge
Chrome
Firefox
Safari
(Pop-up blockers disabled and JavaScript must be enabled)
Learner Environment
Responsive content may be viewed on:
- Desktop
- Laptop
- Tablet device
- Smartphone
Recommended connection speed 512 KBPS
Please request a free trial if you would like to review the course. If you would like to purchase 20 licenses or more or wish to be invoiced for your purchase, please get in touch and one of the team will help. Contact leoacademy@leolearning.com.